Aprio Wealth Management, an SEC-registered investment advisor with over $5 billion in assets under management, offering integrated, fiduciary-based advisory services across all 50 states, announced that Courtney Holt has joined the firm as chief compliance officer. In this role, Holt will lead the firm’s compliance strategy, ensuring that its continued growth is grounded in strong regulatory governance and a commitment to client protection.
Holt brings more than 15 years of experience in regulatory compliance, strategic operations, and leadership across the financial services industry. She has built and overseen compliance programs for high-value registered investment adviser firms, guiding organizations through complex regulatory environments and SEC examinations. Her experience integrating compliance frameworks into firmwide operations positions her as a key leader as the firm expands its client capabilities.
As part of Aprio, the 24th largest business advisory and accounting firm in the U.S., the wealth management division delivers integrated, fiduciary-based advice through collaborative client service teams. As the firm enhances its capabilities across investment management, tax strategy, estate planning, retirement planning, and family office services, it said a strong compliance infrastructure remains central to delivering an exceptional client experience.
Throughout her career, Holt has developed and maintained comprehensive compliance programs while working closely with executive leadership teams to embed regulatory controls into strategic initiatives. She has led firms through SEC audits, developed and implemented annual compliance training programs, overseen advisor onboarding, and managed the in-house transition of compliance functions during periods of significant growth and investment activity. Her leadership scope has also extended to client service operations, billing, and advisor onboarding.
Holt holds a Master of Jurisprudence in Compliance and Risk Management from Loyola University Chicago, a Master of Business Administration in Finance from Emory University, and a Bachelor of Arts in Economics from the University of Michigan.
KEY QUOTE:
“Courtney’s background in compliance ensures that as we grow, we do so with discipline, integrity, and a client-first mindset. Her ability to align regulatory rigor with operational excellence strengthens the foundation of AWM. Clients can trust that the strategies we deliver are supported by robust oversight, thoughtful processes, and a culture of accountability.”
Keith Greenwald, CEO, Aprio Wealth Management
