Asset Management

Maridea Wealth Management Expands Into Ohio With River Cities Financial Services And DFW Insurance, Bringing Platform To $2 Billion In Assets

By Amit Chowdhry ● Sep 24, 2026

Maridea Wealth Management, a Brooklyn, New York-based registered investment advisor managing approximately $2 billion in assets, has announced that River Cities Financial Services and Dietz, Futrell & Walters Insurance (DFW Insurance) have joined its national platform.

LPL Financial Onboards Jon Burnett, Dan Fowler, And Chad Carlile With $430 Million In Assets

By Amit Chowdhry ● Sep 24, 2026

LPL Financial has expanded its independent advisor network with the addition of Jon Burnett, Dan Fowler, and Chad Carlile, three Texas-based financial advisors who collectively serve approximately $430 million in advisory, brokerage, and retirement plan assets. The advisors join LPL from Raymond James and will operate through the company's broker-dealer, registered investment adviser, and custodial platforms.

CAPTRUST Onboards Compass And LIWM, Bringing In $1.2 Billion In Assets

By Amit Chowdhry ● Sep 23, 2026

CAPTRUST Financial Advisors has expanded its New York presence with the addition of Compass Advisors and Long Island Wealth Management, two affiliated advisory firms based in Melville, New York. The firms bring seven professionals and approximately $1.2 billion in combined assets to CAPTRUST, strengthening its presence in the Long Island wealth management and institutional advisory markets.

Barclays Appoints Wee Yee-Yeong As Head Of Private Bank Singapore And Asia

By Amit Chowdhry ● Sep 22, 2026

Barclays has appointed Wee Yee-Yeong as Head of Private Bank Singapore and Head of Private Bank Asia, strengthening its wealth management leadership as the bank expands its presence across the Asia-Pacific region. Based in Singapore, Yee-Yeong will oversee Barclays' private banking business in the country and lead its regional growth strategy, working closely with distribution teams serving international Asian clients. He joins from Morgan Stanley, where he currently serves as Chief Executive and Head of Sales for its Singapore wealth management business, and is expected to join Barclays later in 2026.

ING Expands UK Sector Banking Team With Six Appointments Across Financial Services And Other Industries

By Amit Chowdhry ● Sep 22, 2026

ING has expanded its UK sector banking team with six appointments across financial sponsors, insurance, transportation and logistics, food and agribusiness, and multinational corporate coverage. The expanded team, led by Aled Patchett, is intended to provide corporate and institutional clients with additional industry expertise and improved access to ING's international financing capabilities.

Stonegate Capital Appoints Peter Warnes As Chief Investment Officer

By Amit Chowdhry ● Sep 22, 2026

Stonegate Capital has appointed Peter Warnes as Chief Investment Officer, bringing more than 30 years of global capital markets experience across institutional investing, family offices, and private wealth management. Warnes will oversee the firm's investment strategy, asset allocation, portfolio construction, risk management, manager selection, and investment due diligence across public and private markets.

55ip Appoints Michael Camp Chief Client Officer As Assets Under Supervision Exceed $140 Billion

By Amit Chowdhry ● Sep 22, 2026

55ip, a wholly owned subsidiary of J.P. Morgan Asset Management, has appointed Michael Camp as Chief Client Officer as the financial technology company continues expanding its tax-smart investment platform. Based in Boston, Camp will lead the company's client business and help shape its strategic priorities, reporting directly to Gautam Sachdev, CEO of 55ip. His appointment follows substantial growth at the company, with assets under supervision (AUS) increasing from $317 million in March 2020 to more than $140 billion as of July 2026.

Academy Asset Management Hires Former Amazon Investment Head Nate Neibauer As Client Portfolio Manager

By Amit Chowdhry ● Sep 22, 2026

Academy Asset Management, a veteran-owned institutional investment manager affiliated with Academy Securities, has appointed Nate Neibauer as Client Portfolio Manager. Neibauer joins from Amazon, where he served as Head of Investments and managed more than $100 billion in investment strategies. His appointment expands Academy's institutional portfolio management and client advisory capabilities as the firm continues developing its fixed-income investment platform.

Carson Group Onboards $145 Million Firm Intrinsic Investors To Great Lakes Team

By Amit Chowdhry ● Sep 22, 2026

Carson Group, an Omaha, Nebraska-based wealth advisory firm with more than $65 billion in assets under management (AUM), has announced that Intrinsic Investors, a Wisconsin-based wealth management firm overseeing approximately $145 million in AUM, has joined Carson Wealth in Great Lakes. The addition brings Wealth Advisors William "Bill" Fons and Chad Melcher, AAMS, and Operations Manager Dawn Williams to Carson's growing advisory network.

CBRE Investment Management Acquires Tenet Equity And Launches Triple Net Lease Strategy With $1.6 Billion Portfolio

By Amit Chowdhry ● Sep 21, 2026

CBRE Investment Management has acquired Tenet Equity and launched a new triple net lease investment strategy, adding a fully leased $1.6 billion real estate portfolio spanning 39 states and creating a platform for additional investment in sale-leaseback transactions.

Beacon Financial Names Sean Gray CEO As Paul Perrault Retires After Five-Decade Banking Career

By Amit Chowdhry ● Sep 21, 2026

Beacon Financial Corporation has appointed Sean A. Gray Chief Executive Officer of both Beacon Financial and Beacon Bank, completing a leadership succession process following the retirement of longtime banking executive Paul A. Perrault. Gray also joins the boards of the company and bank.

Lazard Names Matt Spence Head Of Defense Technology And Emerging Technology

By Amit Chowdhry ● Sep 21, 2026

Lazard has appointed Matt Spence Head of Defense Technology and Emerging Technology within its Technology Group, strengthening the firm's advisory capabilities as investment and deal activity increases across defense and dual-use technologies.

QIA And J.P. Morgan Asset Management Form $20 Billion Partnership Across Global Equities And U.S. Private Credit

By Amit Chowdhry ● Sep 21, 2026

Qatar Investment Authority and J.P. Morgan Asset Management have signed a memorandum of understanding for a $20 billion strategic investment partnership spanning public and private markets, including a $15 billion global equities mandate and a $5 billion U.S. private credit initiative, according to Reuters.

Maridea Wealth Management Expands $2 Billion Advisory Platform Into Ohio With River Cities Financial Services And DFW Insurance

By Amit Chowdhry ● Sep 21, 2026

Maridea Wealth Management is expanding into Ohio for the first time by adding River Cities Financial Services and Dietz, Futrell & Walters Insurance, bringing two affiliated Marietta-area financial services firms to its growing national wealth management platform. The combination adds an established operation offering both investment advisory and insurance services while extending Maridea's geographic footprint into a new state.

Daybright Financial Names Beau Adams As President

By Amit Chowdhry ● Sep 20, 2026

Daybright Financial has appointed Beau Adams as president, reporting to CEO Megan Schneider. Adams will work with Schneider and Daybright’s leadership team to guide the company’s growth, increase collaboration across its businesses, and advance its health and financial-wellness strategy.

TIAA Names Divyangi Anchan As Chief Risk And Compliance Officer For Technology And AI Risk

By Amit Chowdhry ● Sep 20, 2026

TIAA has appointed Divyangi “Divy” Anchan to its Risk and Compliance Senior Leadership Team as Chief Risk and Compliance Officer for Technology and AI Risk.

Rithm Capital Appoints Ann DeVries As Head Of Investor Relations To Support Alternative Asset Management Growth

By Amit Chowdhry ● Sep 19, 2026

Rithm Capital has appointed Ann DeVries as Head of Investor Relations as the global alternative asset manager expands communication with shareholders, analysts and third-party investors around its growing integrated investment platform.

Janus Henderson Hires BlackRock’s Helen Jewell And JPMorgan’s Shilpee Raina For Senior Global Equities Roles

By Amit Chowdhry ● Sep 19, 2026

Janus Henderson Investors has hired Helen Jewell and Shilpee Raina for senior investment leadership roles as the approximately $500 billion asset manager strengthens its global equities franchise.

Strategic Value Partners Names Goldman Sachs Executive Matt Gibson As President

By Amit Chowdhry ● Sep 18, 2026

Strategic Value Partners has appointed longtime Goldman Sachs executive Matt Gibson as President, adding a senior leader with more than 25 years of experience across investment banking, asset management and global client businesses.

Apella Wealth Acquires $384 Million Firm Longview Financial Advisors

By Amit Chowdhry ● Sep 18, 2026

Apella Wealth has acquired San Rafael, California-based Longview Financial Advisors, adding approximately $384 million in assets under management and expanding the registered investment advisor's presence in the San Francisco Bay Area.

Raymond James Names Scott Curtis To Lead Bank Segment As Steve Raney Moves To Executive Consulting Role

By Amit Chowdhry ● Sep 18, 2026

Raymond James Financial is implementing a series of senior leadership changes across its banking and asset management businesses as part of the firm's long-term succession planning.

HarbourVest Appoints Tony Ranaldi To Lead Private Credit Evergreen Portfolio Strategy

By Amit Chowdhry ● Sep 18, 2026

HarbourVest Partners has appointed Tony Ranaldi as Managing Director of Evergreen Portfolio Management, giving the veteran private credit investor responsibility for leading portfolio management across the firm's Private Credit Evergreen strategy.

Morgan Stanley Investment Management Closes Oversubscribed $1.3 Billion Growth Equity Fund

By Amit Chowdhry ● Sep 18, 2026

Morgan Stanley Investment Management has closed its inaugural North Haven Growth & Innovation Fund with $1.3 billion in capital commitments after the strategy was oversubscribed.

Sanctuary Wealth Adds Harry Drozdowski, Reilly Cornell And Kelly LaPalio To Expand Estate Planning, M&A And Advisor Growth

By Amit Chowdhry ● Sep 18, 2026

Sanctuary Wealth has added three senior executives as the hybrid registered investment advisor expands specialized capabilities for independent advisory firms across estate planning, mergers and acquisitions and organic growth.

Modern Wealth Acquires $710 Million Firm Sanchez Wealth Management Group

By Amit Chowdhry ● Sep 17, 2026

Modern Wealth Management has acquired Jacksonville, Florida-based Sanchez Wealth Management Group, a wealth management firm overseeing nearly $710 million in client assets. The transaction expands Modern Wealth's presence in Florida and establishes its first office in Jacksonville.

Sanctuary Wealth Adds Harry Drozdowski, Reilly Cornell And Kelly LaPalio To Expand Estate Planning, M&A And Advisor Growth

By Amit Chowdhry ● Sep 17, 2026

Sanctuary Wealth, a hybrid registered investment advisor that provides wealth management solutions and platform services to independent advisory firms, has appointed three senior leaders as it expands its capabilities across estate planning, mergers and acquisitions, and advisor growth marketing.

Federal Reserve Raises Federal Funds Rate By 25 Basis Points To 3.75%-4% Range As Warsh Says Inflation Remains Too High

By Amit Chowdhry ● Sep 16, 2026

The Federal Reserve raised the target range for the federal funds rate by 25 basis points to 3.75% to 4% on September 16, with Chairman Kevin Warsh saying resilient economic growth and a strong labor market give policymakers room to focus more aggressively on inflation.

Chase Launches “Invest Your Points” To Let Ultimate Rewards Members Invest Credit Card Rewards

By Amit Chowdhry ● Sep 16, 2026

Chase has expanded its Ultimate Rewards program with a new “Invest Your Points” feature that allows eligible cardmembers to redeem rewards points for cash and direct those funds into eligible J.P. Morgan Wealth Management investment accounts.

Janus Henderson Launches International Core Alpha ETF To Expand SystemActive Strategy Into Global Markets

By Amit Chowdhry ● Sep 16, 2026

Janus Henderson has launched the Janus Henderson International Core Alpha ETF (JINT), an actively managed exchange-traded fund designed to pursue long-term capital growth through investments across international equity markets.

NewEdge Wealth Expands Into Minnesota With Team That Managed $1.25+ Billion In Client Assets

By Amit Chowdhry ● Sep 15, 2026

NewEdge Capital Group has expanded NewEdge Wealth into Minnesota with the opening of an office near Minneapolis led by an eight-person advisory team that previously managed more than $1.25 billion in client assets.