Asset Management

Savvy Wealth Launches Private Markets Program With Allocate

By Amit Chowdhry ● Nov 2, 2026

Savvy Wealth has launched a proprietary private markets program designed to give independent advisors on its platform access to curated alternative investment managers across multiple vintages and asset classes.

Stribling~Whalen Financial Group Launches Independent RIA After Managing $1.1 Billion+

By Amit Chowdhry ● Nov 2, 2026

Stribling~Whalen Financial Group has launched as an independent registered investment adviser, marking a new chapter for a wealth management team that previously managed more than $1.1 billion in client assets across more than 350 households.

Churchill Asset Management Closes $1.54 Billion Junior Capital Opportunities Fund III

By Amit Chowdhry ● Nov 2, 2026

Churchill Asset Management has closed Junior Capital Opportunities Fund III with $1.54 billion in total commitments, marking the largest fund raised to date in the firm’s Junior Capital Opportunities program.

Investcorp Reports $11.1 Billion Of Activity And $65.2 Billion In AUM During 2026

By Amit Chowdhry ● Nov 2, 2026

Investcorp reported $11.1 billion in aggregate fundraising, investment deployment, and exit activity during the first nine months of 2026 as the global alternative investment manager expanded across private equity, real estate, technology, and other strategies.

Opto Investments Appoints Justin Mills And Rachel Hallock To Expand Private Markets Technology Platform

By Amit Chowdhry ● Nov 2, 2026

Opto Investments has appointed Justin Mills as Principal Product Manager and Rachel Hallock as Head of Design as the private markets technology company continues expanding tools for wealth managers, family offices, and institutional investors.

Raymond James Onboards $700 Million Firm Longwater Haffey Group

By Amit Chowdhry ● Nov 2, 2026

Raymond James has added financial advisors Lance Longwater and Christopher “Ryan” Haffey to Raymond James & Associates, the firm’s employee advisor channel, bringing a team that previously managed approximately $700 million in client assets at Truist Investment Services.

Dispatch Names Patrick Dunne As Head Of Wealth And Asset Management

By Amit Chowdhry ● Nov 2, 2026

Dispatch has appointed Patrick Dunne as Head of Wealth and Asset Management, adding more than 25 years of experience across wealth management, financial services, operations, and technology as the company expands its data infrastructure platform.

Apella Wealth Adds $332 Million Firm Kilner Capital Advisors

By Amit Chowdhry ● Nov 2, 2026

Apella Wealth has added Kilner Capital Advisors, a Gaithersburg, Maryland-based wealth management firm with approximately $332 million in assets under management, expanding Apella’s presence in the Mid-Atlantic region.

Harraden Circle Appoints David Walch To Develop New Opportunistic Strategy

By Amit Chowdhry ● Nov 1, 2026

Harraden Circle Investments has appointed David Walch as Portfolio Manager, adding an investment executive with nearly three decades of experience across corporate credit, structured credit, real estate, and real assets.

Impax Asset Management Adds Paul Byrne And Sebastien Bidault To Listed Equities Team

By Amit Chowdhry ● Nov 1, 2026

Impax Asset Management has expanded its Listed Equities team with the appointments of Paul Byrne as Head of Portfolio Advisory, Systematic Investments, and Sebastien Bidault as Director, Associate Portfolio Manager and Global Technology Analyst. Both executives will be based in London.

Jacobi Strategies Launches Investment Management Harness For AI Production Workflows

By Amit Chowdhry ● Oct 29, 2026

Jacobi Strategies has launched the Jacobi Investment Management Harness, a platform designed to help institutional investment teams move proprietary AI prototypes into governed production workflows.

Modern Wealth Management Acquires $330 Million Firm 4thGEN Wealth Management

By Amit Chowdhry ● Oct 28, 2026

Modern Wealth Management has acquired 4thGEN Wealth Management, a Lodi, California-based advisory practice overseeing approximately $330 million in client assets.

LPL Financial Welcomes $160 Million Advisor Matt Griggs

By Amit Chowdhry ● Oct 27, 2026

LPL Financial has welcomed financial advisor Matt Griggs, AAMS, CRPC, of Griggs Investment Group to its broker-dealer and Registered Investment Advisor platforms.

Hines Private Wealth Solutions Completes Record $591 Million Delaware Statutory Trust Offering

By Amit Chowdhry ● Oct 25, 2026

Hines Private Wealth Solutions has completed its ninth Delaware Statutory Trust offering, totaling approximately $591 million, the largest completed DST offering in the firm’s history.

American Beacon Appoints Matthew Tripp As Senior Client Portfolio Manager For ARK Invest

By Amit Chowdhry ● Oct 25, 2026

American Beacon Partners has appointed Matthew Tripp, CFA, as Vice President and Senior Client Portfolio Manager for ARK Invest, expanding the firm’s support for ARK’s investment strategies across the U.S. wealth management market.

Kintra Wealth Brings In $355 Million Firm Great Scott Financial Services

By Amit Chowdhry ● Oct 24, 2026

Great Scott Financial Services has joined Kintra Wealth, bringing approximately $355 million in client assets to the advisor-owned wealth management platform. The practice is led by Scott Seymour, who joins Kintra as Partner and Senior Wealth Advisor. Seymour brings nearly three decades of wealth management experience and has built his practice around long-term relationships with individuals and families spanning multiple generations.

Latigo Peak Launches Independent Wealth Management Firm With $18.6 Billion In Assets

By Amit Chowdhry ● Oct 24, 2026

Latigo Peak Partners has launched as an independent wealth management firm with approximately $18.6 billion in assets under management, 48 professionals, and more than $130 million in combined annual revenue generated by its founding advisory teams.

RBC Wealth Management Adds Nepa/Susco Team Overseeing More Than $1 Billion In Pittsburgh

By Amit Chowdhry ● Oct 24, 2026

RBC Wealth Management–U.S. has added the Nepa/Susco Team to its Pittsburgh North branch, expanding its presence in western Pennsylvania with a group that previously oversaw more than $1 billion in client assets at UBS.

Raymond James Onboards $700 Million Brown, Taylor, Shaw & Associates Team To Pinnacle

By Amit Chowdhry ● Oct 24, 2026

Raymond James Financial Institutions Division has welcomed Brown, Taylor, Shaw & Associates to Pinnacle Asset Management, the investment program of Pinnacle Financial Partners, adding a financial advisor team managing approximately $700 million in client assets.

Freehold Wealth Management Joins Osaic With $576 Million In Client Assets

By Amit Chowdhry ● Oct 24, 2026

Freehold Wealth Management has joined Osaic’s network, bringing approximately $576 million in client assets to one of the largest wealth management platforms in the United States.

CAPTRUST Adds $300 Million Raleigh-Based Wealth Management Team

By Amit Chowdhry ● Oct 24, 2026

CAPTRUST Financial Advisors has added a Raleigh, North Carolina-based wealth management team led by Clark Abbott and Robert Hartinger, bringing more than $300 million in client assets to the firm.

SEI Launches Pathfinder Portal To Help Financial Advisors Plan For Growth, Succession And Firm Value

By Amit Chowdhry ● Oct 23, 2026

SEI has launched the SEI Pathfinder Portal, a new advisor-focused platform designed to help financial advisory firms evaluate their businesses, plan for succession, and make more informed decisions around growth, ownership, and long-term sustainability.

Corgi Invest Launches 14 Fixed Income ETFs With Fees As Low As 0.02%

By Amit Chowdhry ● Oct 23, 2026

Corgi Invest has launched 14 fixed income exchange-traded funds spanning U.S. Treasuries, Treasury Inflation-Protected Securities, aggregate bonds, investment-grade corporate bonds, high-yield credit, and fallen angels, with annual expense ratios ranging from 0.02% to 0.08%.

Sequoia Financial Group Acquires $175 Million Firm Quish, Expanding Colorado Wealth Management Presence

By Amit Chowdhry ● Oct 22, 2026

Sequoia Financial Group, an SEC-registered wealth management firm overseeing more than $36 billion in assets under management, has acquired Quish, an independent family office and wealth management firm based in Boulder, Colorado.

FINNY And Visionary Square Partner To Provide AI-Powered Growth Technology To More Than 250 Financial Advisors

By Amit Chowdhry ● Oct 22, 2026

FINNY, an AI-powered growth platform designed for financial advisors, and Visionary Square, a hybrid registered investment advisor (RIA), have announced a strategic partnership to help independent financial advisors accelerate client acquisition and organic business growth. Through the agreement, Visionary Square will cover FINNY subscription costs for its partner firms, providing access to AI-powered prospecting technology without additional subscription expenses.

3rd Wall Street Financial District Initiative Launches Strategic Alliance With Global Asset Management Group For St. Croix Economic Development

By Amit Chowdhry ● Oct 22, 2026

Global Asset Management Group, SEDI-CASE, the Alexander Hamilton Opportunity Zone Fund, and the TriFactor Capital Markets Network have announced a strategic alliance to establish a public capital marketplace supporting economic revitalization, real estate development, and infrastructure investment in the U.S. Virgin Islands.

BIT Asset Management Receives FINMA Approval For Switzerland’s First Spot Bitcoin ETF

By Amit Chowdhry ● Oct 22, 2026

BIT Asset Management AG, a Zurich-based asset management subsidiary of Singapore-headquartered digital asset platform BIT, has received approval from the Swiss Financial Market Supervisory Authority (FINMA) to launch the Bitcoin Fund ETF (ticker: BBIT). The fund will be Switzerland's first exchange-traded fund to invest directly in bitcoin and is described by the company as Europe's only spot bitcoin ETF.

Asset Management

Savvy Wealth Launches Private Markets Program With Allocate

Stribling~Whalen Financial Group Launches Independent RIA After Managing $1.1 Billion+

Churchill Asset Management Closes $1.54 Billion Junior Capital Opportunities Fund III

Investcorp Reports $11.1 Billion Of Activity And $65.2 Billion In AUM During 2026

Opto Investments Appoints Justin Mills And Rachel Hallock To Expand Private Markets Technology Platform

Raymond James Onboards $700 Million Firm Longwater Haffey Group

Dispatch Names Patrick Dunne As Head Of Wealth And Asset Management

Apella Wealth Adds $332 Million Firm Kilner Capital Advisors

Harraden Circle Appoints David Walch To Develop New Opportunistic Strategy

Impax Asset Management Adds Paul Byrne And Sebastien Bidault To Listed Equities Team

Jacobi Strategies Launches Investment Management Harness For AI Production Workflows

Modern Wealth Management Acquires $330 Million Firm 4thGEN Wealth Management

LPL Financial Welcomes $160 Million Advisor Matt Griggs

Hines Private Wealth Solutions Completes Record $591 Million Delaware Statutory Trust Offering

American Beacon Appoints Matthew Tripp As Senior Client Portfolio Manager For ARK Invest

Kintra Wealth Brings In $355 Million Firm Great Scott Financial Services

Latigo Peak Launches Independent Wealth Management Firm With $18.6 Billion In Assets

RBC Wealth Management Adds Nepa/Susco Team Overseeing More Than $1 Billion In Pittsburgh

Raymond James Onboards $700 Million Brown, Taylor, Shaw & Associates Team To Pinnacle

Freehold Wealth Management Joins Osaic With $576 Million In Client Assets

CAPTRUST Adds $300 Million Raleigh-Based Wealth Management Team

SEI Launches Pathfinder Portal To Help Financial Advisors Plan For Growth, Succession And Firm Value

Corgi Invest Launches 14 Fixed Income ETFs With Fees As Low As 0.02%

Sequoia Financial Group Acquires $175 Million Firm Quish, Expanding Colorado Wealth Management Presence

FINNY And Visionary Square Partner To Provide AI-Powered Growth Technology To More Than 250 Financial Advisors

3rd Wall Street Financial District Initiative Launches Strategic Alliance With Global Asset Management Group For St. Croix Economic Development

BIT Asset Management Receives FINMA Approval For Switzerland’s First Spot Bitcoin ETF

Robertson Stephens Surpasses $10 Billion In AUM With Alpha Investment Consulting Group Combination

Alter Domus Names André Bourbonnais Non-Executive Chair As Private Markets Platform Expands

E.F. Hutton Names Max Condie Managing Director Of Capital Markets To Expand Institutional Distribution