LPL Financial announced that financial advisor James P. Norris, MBA, APMA, of Argosy Financial, has joined its broker-dealer, RIA, and custodial platforms. He reported serving approximately $250 million in advisory, brokerage, and retirement plan assets and joined LPL from Centaurus Financial.
Based in Glendale, Arizona, Norris has over 20 years of experience in financial services, specializing in investment management, client portfolio construction, and retirement planning. He prides himself on developing personalized investment strategies for each client’s distinct needs rather than using a templated approach.
With support from team members Michael O’Brien, Romy Quick, and Sarah Norris, Argosy Financial is committed to providing clients with the highest level of service. It operates with three values at the forefront of its mind: honesty, integrity, and trust.
Norris was a longtime LPL advisor in the past who left to become a successor for two retiring advisors. And as the business continued to grow, Norris felt it was the ideal time to return to his roots and take advantage of LPL’s industry-leading capabilities.
KEY QUOTES:
“Without honesty, we cannot advise; without integrity we cannot put clients’ needs first; and without trust, we cannot survive.”
“We are thrilled to be joining LPL Financial — in many ways, it feels like coming home. LPL’s robust technology and resources will enable us to provide our clients with the best possible service and strategies. We appreciate all the customizable options and flexibility within the digital platform. We also expect considerable time savings that we can invest back into taking care of our clients.”
- James Norris
“We extend a warm welcome to James and his team. It is great to have him back in the LPL community. As the industry continues to evolve at an accelerated pace, we remain steadfast in our commitment to deliver innovative capabilities and strategic resources designed to help advisors run thriving practices and bring added value to their clients. We look forward to supporting Argosy Financial for years to come.”
- Scott Posner, LPL Executive Vice President, Business Development
