LPL Financial announced that financial advisors Lance Dumas, AIF, ChFC, and Darryl Carter, CPA, have joined LPL Financial’s broker-dealer, RIA, and custodial platforms. They reported serving approximately $225 million in advisory, brokerage, and retirement plan assets and joined LPL from Cetera.
Launched in Orange County, California, Dumas and Carter founded Cornerstone Financial Advisers in 2017 as a consulting firm dedicated to helping families, individuals and business owners establish their goals and create financial plans to pursue them. And Dumas has 25 years of experience in the financial services industry, including key leadership roles at national financial institutions. Carter (who has nearly 30 years in tax and wealth management services) sold his tax practice last year to focus solely on his investment clients. They are joined by Office Manager Nicole Thornton.
KEY QUOTES:
“We work together with each client to help them in their journey to financial stability. Our investment philosophy incorporates the potential tax implications on a portfolio, and we take a goals-based approach to building customized plans and strategies. We understand that successful financial planning is built on strong relationships. Our work revolves around guiding clients through uncertainty, establishing robust plans and managing risks to safeguard their lifestyles through retirement.”
– Darryl Carter CPA
“We believe in the power of independence and are unwavering in our dedication to our clients’ financial well-being. Our focus remains squarely on serving our clients’ best interests, and that includes providing them with access to the latest tools and innovative technology for seamless interaction and informed decision-making. With the move to LPL, Cornerstone Financial Advisers reaffirms its commitment to these principles as we empower clients on their journey toward financial success.”
– Lance Dumas, AIF, ChFC
“On behalf of the entire LPL community, we are pleased to welcome Lance and Darryl to LPL Financial. We are honored they turned to LPL to help them operate their business more efficiently and effectively, and we’re committed to helping them provide an elevated customer experience with innovative tools and resources. We wish Cornerstone Financial Advisers great success with the next chapter of their business.”
– Scott Posner, LPL Executive Vice President, Business Development
