LPL Financial announced that financial advisor Brian Pflaum, MBA has joined LPL Financial’s broker-dealer, RIA, and custodial platforms. Pflaum reported serving about $345 million in advisory, brokerage and retirement plan assets and joins LPL Financial from Lincoln Financial Advisors.
Based out of Birmingham, Alabama, Pflaum has provided investment strategies and wealth management for high-net-worth individuals, business owners and corporate clients in the 401(k) space since 1998. And Pflaum’s goal is to help clients understand complex financial issues by delivering personal service and clear-cut strategies.
Once Pflaum learned his firm would be acquired, he decided to survey the marketplace to find the best wealth management partner for supporting his clients’ evolving needs. So he turned to LPL for the next chapter of his business and rebranded the practice as TPG Private Wealth.
KEY QUOTES:
“With LPL, I have a partner with scale; one that is committed to investing in innovative solutions that will benefit both my practice and clients. Now, I have access to an even broader range of products, a best-in-class technology offering, and enhanced research capabilities. Moreover, I also look forward to being part of a larger advisor community to share ideas and grow my network.”
- Brian Pflaum
“We warmly welcome Brian to the LPL community and are honored to support his evolving business. We are committed to meeting advisors where they are in the evolution of their practice to provide them with differentiated tools and integrated capabilities that help them deliver meaningful, customized services to their clients. We look forward to a long-lasting relationship with TPG Private Wealth.”
- Scott Posner, LPL Executive Vice President, Business Development
