Asset Management

AlphaCore Wealth Advisory Appoints Former Corient Executive Craig Cardwell As Chief Financial Officer

By Amit Chowdhry ● Nov 4, 2026

AlphaCore Wealth Advisory, an independent wealth management firm headquartered in La Jolla, California, has appointed Craig Cardwell as Chief Financial Officer to support its acquisition strategy and continued national expansion.

Wafra And Hunt Companies Launch Strata Land Partners With 1,300 Residential Lots

By Amit Chowdhry ● Nov 3, 2026

Wafra, a global alternative investment manager with approximately $30 billion in assets under management, and Hunt Companies have launched Strata Land Partners, a residential land financing platform designed to provide flexible capital to homebuilders and developers across the United States.

Lazard Completes Campbell Lutyens Acquisition And Launches Lazard CL With $500 Million Expected Revenue

By Amit Chowdhry ● Nov 3, 2026

Lazard, a global financial advisory and asset management firm, has completed its acquisition of Campbell Lutyens and launched Lazard CL, a new global private capital advisory business.

Argent Financial Group Acquires $19 Billion In Public Funds Custody Assets And Expands Into Boston

By Amit Chowdhry ● Nov 3, 2026

Argent Financial Group, an independent asset services and wealth management firm responsible for more than $180 billion in client assets, has completed an acquisition of a public funds custody business representing approximately $19 billion in assets under administration.

Eagle Point Credit Management Appoints Sarah Meehan As Communications Head As Assets Reach $14 Billion

By Amit Chowdhry ● Nov 3, 2026

Eagle Point Credit Management, a Greenwich, Connecticut-based private credit investment manager overseeing $14 billion in assets, has appointed Sarah Meehan as Head of Corporate Communications.

Simplicity Group Appoints Albert Cohen And Nandha Srinivasan As Technology Executives To Expand Securities Platform

By Amit Chowdhry ● Nov 3, 2026

Simplicity Group, a financial services organization focused on wealth accumulation, financial protection, and advisor technology, has appointed Albert Cohen and Nandha Srinivasan as Simplicity Partners and Executive Vice Presidents of Securities Technology.

1248 Holdings Acquires Generate Capital’s Ubiquity Stake To Expand Fiber Network Investment

By Amit Chowdhry ● Nov 3, 2026

1248 Holdings, a family-owned private investment firm, and certain affiliates have acquired Generate Capital's ownership interests in Ubiquity, a fiber network infrastructure company operating in Texas and Nebraska.

Hoxton Wealth Secures $135 Million Strategic Minority Investment From Aspirity Partners

By Amit Chowdhry ● Nov 3, 2026

Hoxton Wealth has secured a $135 million (£100 million) strategic minority investment from pan-European private equity firm Aspirity Partners to support the wealth management company’s next phase of international growth.

Nevis Raises $70 Million Series B As Assets On Platform Reach $700 Billion

By Amit Chowdhry ● Nov 2, 2026

Nevis has raised a $70 million Series B led by EQT Ventures, bringing the wealth management AI company’s total funding to $110 million since its founding two years ago. The round also included new strategic investors The Charles Schwab Corporation and QuantumLight, the investment fund of Revolut founder and CEO Nik Storonsky. Existing investors Sequoia Capital, ICONIQ, and Ribbit Capital also increased their commitments.

Citizens Adds $1.2 Billion+ Firm Webber Wealth Partners

By Amit Chowdhry ● Nov 2, 2026

Citizens Financial Group has added Webber Wealth Partners to Citizens Private Wealth, bringing aboard a Southern California advisory team that previously served clients with more than $1.2 billion in total assets at its prior institution.

Osaic: Beacon Financial Group Joins With Nearly $1 Billion In Client Assets

By Amit Chowdhry ● Nov 2, 2026

Beacon Financial Group has joined Osaic's Empowered Independence channel, bringing an Ohio-based independent advisory firm overseeing nearly $1 billion in client assets onto the wealth management platform.

LPL Financial Adds $525 Million Firm Anchor Financial Partners

By Amit Chowdhry ● Nov 2, 2026

LPL Financial has added the financial advisors of Anchor Financial Partners to its broker-dealer and registered investment adviser platforms, bringing aboard an Atlanta-area wealth management team that reported serving approximately $525 million in advisory, brokerage, and retirement plan assets.

Franklin Templeton Launches Two ETFs Combining U.S. Equities And Bitcoin

By Amit Chowdhry ● Nov 2, 2026

Franklin Templeton has launched two exchange-traded funds that combine U.S. equity exposure with Bitcoin through rules-based strategies that systematically reinvest equity dividends into Bitcoin exposure.

Savvy Wealth Launches Private Markets Program With Allocate

By Amit Chowdhry ● Nov 2, 2026

Savvy Wealth has launched a proprietary private markets program designed to give independent advisors on its platform access to curated alternative investment managers across multiple vintages and asset classes.

Stribling~Whalen Financial Group Launches Independent RIA After Managing $1.1 Billion+

By Amit Chowdhry ● Nov 2, 2026

Stribling~Whalen Financial Group has launched as an independent registered investment adviser, marking a new chapter for a wealth management team that previously managed more than $1.1 billion in client assets across more than 350 households.

Churchill Asset Management Closes $1.54 Billion Junior Capital Opportunities Fund III

By Amit Chowdhry ● Nov 2, 2026

Churchill Asset Management has closed Junior Capital Opportunities Fund III with $1.54 billion in total commitments, marking the largest fund raised to date in the firm’s Junior Capital Opportunities program.

Investcorp Reports $11.1 Billion Of Activity And $65.2 Billion In AUM During 2026

By Amit Chowdhry ● Nov 2, 2026

Investcorp reported $11.1 billion in aggregate fundraising, investment deployment, and exit activity during the first nine months of 2026 as the global alternative investment manager expanded across private equity, real estate, technology, and other strategies.

Opto Investments Appoints Justin Mills And Rachel Hallock To Expand Private Markets Technology Platform

By Amit Chowdhry ● Nov 2, 2026

Opto Investments has appointed Justin Mills as Principal Product Manager and Rachel Hallock as Head of Design as the private markets technology company continues expanding tools for wealth managers, family offices, and institutional investors.

Raymond James Onboards $700 Million Firm Longwater Haffey Group

By Amit Chowdhry ● Nov 2, 2026

Raymond James has added financial advisors Lance Longwater and Christopher “Ryan” Haffey to Raymond James & Associates, the firm’s employee advisor channel, bringing a team that previously managed approximately $700 million in client assets at Truist Investment Services.

Dispatch Names Patrick Dunne As Head Of Wealth And Asset Management

By Amit Chowdhry ● Nov 2, 2026

Dispatch has appointed Patrick Dunne as Head of Wealth and Asset Management, adding more than 25 years of experience across wealth management, financial services, operations, and technology as the company expands its data infrastructure platform.

Apella Wealth Adds $332 Million Firm Kilner Capital Advisors

By Amit Chowdhry ● Nov 2, 2026

Apella Wealth has added Kilner Capital Advisors, a Gaithersburg, Maryland-based wealth management firm with approximately $332 million in assets under management, expanding Apella’s presence in the Mid-Atlantic region.

Harraden Circle Appoints David Walch To Develop New Opportunistic Strategy

By Amit Chowdhry ● Nov 1, 2026

Harraden Circle Investments has appointed David Walch as Portfolio Manager, adding an investment executive with nearly three decades of experience across corporate credit, structured credit, real estate, and real assets.

Impax Asset Management Adds Paul Byrne And Sebastien Bidault To Listed Equities Team

By Amit Chowdhry ● Nov 1, 2026

Impax Asset Management has expanded its Listed Equities team with the appointments of Paul Byrne as Head of Portfolio Advisory, Systematic Investments, and Sebastien Bidault as Director, Associate Portfolio Manager and Global Technology Analyst. Both executives will be based in London.

Jacobi Strategies Launches Investment Management Harness For AI Production Workflows

By Amit Chowdhry ● Oct 29, 2026

Jacobi Strategies has launched the Jacobi Investment Management Harness, a platform designed to help institutional investment teams move proprietary AI prototypes into governed production workflows.

Modern Wealth Management Acquires $330 Million Firm 4thGEN Wealth Management

By Amit Chowdhry ● Oct 28, 2026

Modern Wealth Management has acquired 4thGEN Wealth Management, a Lodi, California-based advisory practice overseeing approximately $330 million in client assets.

LPL Financial Welcomes $160 Million Advisor Matt Griggs

By Amit Chowdhry ● Oct 27, 2026

LPL Financial has welcomed financial advisor Matt Griggs, AAMS, CRPC, of Griggs Investment Group to its broker-dealer and Registered Investment Advisor platforms.

Hines Private Wealth Solutions Completes Record $591 Million Delaware Statutory Trust Offering

By Amit Chowdhry ● Oct 25, 2026

Hines Private Wealth Solutions has completed its ninth Delaware Statutory Trust offering, totaling approximately $591 million, the largest completed DST offering in the firm’s history.

American Beacon Appoints Matthew Tripp As Senior Client Portfolio Manager For ARK Invest

By Amit Chowdhry ● Oct 25, 2026

American Beacon Partners has appointed Matthew Tripp, CFA, as Vice President and Senior Client Portfolio Manager for ARK Invest, expanding the firm’s support for ARK’s investment strategies across the U.S. wealth management market.

Kintra Wealth Brings In $355 Million Firm Great Scott Financial Services

By Amit Chowdhry ● Oct 24, 2026

Great Scott Financial Services has joined Kintra Wealth, bringing approximately $355 million in client assets to the advisor-owned wealth management platform. The practice is led by Scott Seymour, who joins Kintra as Partner and Senior Wealth Advisor. Seymour brings nearly three decades of wealth management experience and has built his practice around long-term relationships with individuals and families spanning multiple generations.

Latigo Peak Launches Independent Wealth Management Firm With $18.6 Billion In Assets

By Amit Chowdhry ● Oct 24, 2026

Latigo Peak Partners has launched as an independent wealth management firm with approximately $18.6 billion in assets under management, 48 professionals, and more than $130 million in combined annual revenue generated by its founding advisory teams.